compliance

Compliance always refers to the adherence to regulatory requirements and industry best practices. For this reason, we are rightly subject to a wide range of regulations, including securities laws, tax laws and anti-money laundering laws. The development and implementation of policies and procedures to ensure that the firm and its clients comply with all applicable regulations are among our primary responsibilities.
Effective compliance is critical to protecting investors, maintaining the integrity of the financial markets, and avoiding legal and reputational risk for the fund management company and the fund itself.